DUBAI 8 November 2020: The Financial Markets Tribunal (FMT), a specialist independent tribunal, has affirmed a decision by the Dubai Financial Services Authority (DFSA) to take enforcement action against two firms and three individuals for […]
DUBAI 17 May 2020: The Dubai Financial Services Authority (DFSA) has published Decision Notices in respect of two firms (Al Masah Capital Limited and Al Masah Capital Management Limited) and three individuals (Shailesh Dash, Nrupaditya […]
DUBAI 26 February 2020: The Dubai Financial Services Authority (DFSA) announced that it has fined Enness Limited (Enness DIFC), a DIFC Representative Office. The DFSA fined Enness DIFC US$105,000 (approximately Dh386,000) for engaging in unauthorised […]
DUBAI 31 July 2019: The Dubai Financial Services Authority (DFSA), yesterday imposed financial penalties of US$299.30 million (Dh1,098,431,000) and $15,275,925 (Dh56,062,645) on Abraaj Investment Management Limited (AIML), and Abraaj Capital Limited (ACLD), respectively. DFSA said […]
DUBAI 20 June 2019: The Dubai Financial Services Authority (DFSA), the independent regulator of financial services conducted in or from the Dubai International Financial Centre (DIFC), announced that it has suspended the licence of Rasan […]
DUBAI 5 February 2019: The Dubai Financial Services Authority (DFSA), the independent regulator of financial services conducted in or from the Dubai International Financial Centre (DIFC), has announced the suspension of the licence of Morgan Gatsby […]
DUBAI 29 January 2019: The Dubai Financial Services Authority (DFSA), the independent regulator of financial services conducted in or from the DIFC, has successfully enforced payment of a fine imposed on an individual. This enforcement […]